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AI controls

Controls for AI features, so you can say what it told your clients, and why

Wording checks, evaluation suites, approval steps, logging and kill switches for AI that sits close to clients and markets. Added to features you already run, or built in from the first sprint.

app.yourbroker.com/analysisLiveEURUSD 15mLevelsPatternsRegimeVolumeAnalysis1.08401.08601.08801.09001.09041234Ascending triangle 4 of 4 rules matchedCeiling 1.0904, 4 testsRising lows, 3Signed-off analysisPassedEURUSD 15m generated 14:32:05 UTCDETECTED FACTSCeiling at 1.09044 testsHigher lows in the range3Average bar size, 10 bars-65%Volume vs 20-bar average1.3xSUMMARY, APPROVED VOCABULARYPrice has tested 1.0904 four timeswithout a close above it. Lows haverisen three times, narrowing the range.Volume on the latest bar is 1.3 timesits 20-bar average.WORDING CHECKAdvice language nonePrice targets noneForecasts noneUnapproved terms nonemodel v3.2 prompt p-114 rules r-27logged A-20417 reviewer: compliance

Illustrative screen built on synthetic data

Who it is for

Built for controls for ai features

Brokers with AI in the app

Chart summaries, assistants or alerts already live, with no clear record of what they have said.

Education platforms

AI explanations for students that must stay educational and never become tips.

Product and compliance teams

Teams that need to sign off an AI feature and want evidence, not assurances.

What you get

Features for both sides of the screen

01

Controls before display

  • Wording checkBlocks advice-like language, price targets, forecasts and guarantees, with a safe fallback.
  • Approved vocabularyThe phrases a feature may use, agreed with your compliance lead.
  • Fact groundingThe model may only state facts it was given, and every number is checked against its source.
  • Human reviewHigher-risk outputs routed to a person before release.

02

Controls after release

  • LoggingInputs, outputs, prompt and model versions for every response, with retention you set.
  • Evaluation suitesRegression tests run on every change to a prompt, model or rule.
  • MonitoringRates of blocked outputs and fallbacks tracked, with alerts when they move.
  • Kill switchAny AI feature turned off in one step, without a release.

Signed-off analysis

The method behind every control

We use the same four steps for every AI feature, so your team learns one pattern rather than a new one for each product.
  1. 1

    Code detects

    Deterministic code finds the facts: levels, ranges, account data, document contents.

  2. 2

    A model explains

    A language model writes up only those facts, in approved wording.

  3. 3

    A wording check runs

    A separate check blocks anything that reads as advice or prediction.

  4. 4

    A person reviews

    Every output is logged, and the riskier ones are reviewed before release.

What can go wrong

The four failure modes we design against

Most problems with AI in trading products fall into one of these, and each has a specific control.
Advice-like wording
A summary that says consider buying. Controlled by the wording check and approved vocabulary.
Invented numbers
A model that rounds, guesses or misremembers a price. Controlled by fact grounding and number checks.
Drift
A provider updates a model and the tone changes overnight. Controlled by pinned versions and evaluation suites.
Data exposure
Client data in prompts or logs where it should not be. Controlled by redaction, retention rules and access controls.

Why AlchmAI

Why trading firms choose a specialist

Shown, not claimed

Try the wording check on our home page.

One method

The same controls across every feature.

Evidence for sign-off

Logs and test results your compliance lead can read.

Works on existing features

No rebuild required.

Guardrails and evals

Built for a bank's markets division.

Clear about our role

We build controls; your advisers set policy.

Selected work, uk investment bank, markets division

Six front-office trade capture and pricing applications on one configuration-driven ticket library

A prop firm dashboard, a broker's order ticket and an RFQ blotter are the same problem: fast, validated input that stays in sync with everything else. We have built it where the stakes were highest.

6

applications on one shared ticket library

0

code changes to onboard a new product or field

15+

engineers working to the standards set at inception

How we engage

It starts with a two-week Platform Review

Every engagement starts with a two-week Platform Review. We take read-only access to your charts, data feeds and any AI feature, test them against what your clients actually see, and hand you a findings report, a costed plan and, where it helps, a working prototype. Fixed price, agreed before we start, and credited in full against a build that begins within 60 days. The report is yours whichever way you go.
  1. 1. Weeks 1 to 2

    Platform Review

    Read-only access. Findings report, costed plan and a prototype where it helps. You sign off the baseline we will measure against.

  2. 2. Weeks 3 to 8

    Build, in fortnightly releases

    Working software every two weeks on an environment you can use. Any AI wording is agreed with your compliance lead before a client sees it.

  3. 3. Go-live

    Evidenced release

    A runbook, an evidence file your compliance lead can read in one sitting, and an off switch for every AI feature.

  4. 4. Day 90

    Results check

    What changed, measured against the baseline you signed at the review.

Questions

Controls for AI features: common questions

Do these controls make an AI feature compliant?

No control does that on its own. Compliance depends on your permissions, your clients and how the feature is presented. The controls give your compliance team the evidence and the levers to make that judgement.

Can you add controls to a feature someone else built?

Usually, yes. The wording check, logging and kill switch can sit between the existing feature and the client, without rewriting the feature itself.

How do you test that the wording check works?

With a growing suite of advisory and descriptive examples, run on every change, plus a sample of real outputs reviewed by a person each week.

What happens when an output is blocked?

The client sees a plain, pre-approved fallback, and the blocked output is logged for review.

Paste one of your AI feature's sentences into our wording check.

If it is blocked, we should talk. If it passes, you still need the logs.